18 NCAC 07J .2002          receipt from custodian transferee

A custodian transferee shall create a receipt and provide it to the transferor confirming that:

(1)           the custodian has received from the depository or custodian transferor:

(a)           one or more session records; and

(b)           a copy of the session record logs associated with the session records; and

(2)           the session records and associated session record logs have been:

(a)           received; and

(b)           verified as unmodified and uncorrupted.

 

History Note:        Authority G.S. 10B-4; 10B-106; 10B-125(b); 10B-126; 10B-134.15; 10B-134.17; 10B-134.19; 10B-134.21; 10B-134.23;

Eff. July 1, 2025.